A former Merrill Lynch broker is accused of stealing nearly $2.6M from ex Miami Dolphins star: https://t.co/vgZIqXEG4P #wealthmanagement #miami #florida #ubs #merrill #reshadjones

UBS Wealth Management USA wants to toss a Million-dollar arbitration award in favor of an #Idaho broker who claimed he was wrongfully terminated and discriminated against: https://t.co/f90WPriOIE #wealthmanagement #ubs #arbitration

Stifel Financial Corp. has settled another claim tied to an embattled #Miami broker’s structured note strategy, this time for $13.5M: https://t.co/rFbjlI0VA7 #wealthmanagement #stifel #finra #litigation #arbitration

A pair of #Pennsylvania advisors left Commonwealth Financial Network to create their own independent RIA in #Lancaster, Odyssey Group Wealth Advisors: https://t.co/Hvn53yYPyi #wealthmanagement #ria #commonwealth #odyssey #advisormoves

The results of Edward Jones' campaign to target upper-echelon clients appears to be paying off as more of its brokers are reaching million-dollar producer status: https://t.co/oXvYZ0E5NA #wealthmanagement #edwardjones #sma

RBC Wealth Management-U.S. landed two teams from Janney Montgomery Scott LLC that managed $570M in combined assets in #Tennessee: https://t.co/UA3Vt5EpZf #wealthmanagement #TN #advisormoves #janney #rbc

FINRA has suspended a former LPL Financial broker in New Hampshire for eight months and fined him $5k for circumventing firm rules on beneficiaries: https://t.co/x4ZRwaz5s0 #wealthmanagement #finra #lpl #NH #enforcement #RIA

Mercer Global Advisors, a #Denver based RIA overseeing around $72B in client assets, has added another $1.1B with the purchase of O'Brien Wealth Partners LLC: https://t.co/wcUOatdHl9 #wealthmanagement #acquisition #ria #mercer #boston

Wells Fargo Advisors scooped up a #Chicago based team producing $2.4M in annual revenue and managing $454M in client assets from Morgan Stanley: https://t.co/cK9vdAk8Kg #wealthmanagement #wellsfargo #morganstanley #advisormoves

#Nebraska based Carson Group has bought another affiliated practice, #Maryland based Jacob William Advisory, which manages around $300M in client assets: https://t.co/OvolesXNJt #wealthmanagement #acquisition #carsongroup #ria

A former Merrill Lynch and Hilltop Securities broker who stole nearly $3M from his clients over a nine-year period has reached a settlement in a civil case brought by the SEC: https://t.co/g958mm7wHg #wealthmanagement #finra #enforcement #merrill #hilltop #sec

A team managing $225M in assets has left Edward Jones to join independent broker-dealer Sanctuary Wealth in Elk City, #Oklahoma: https://t.co/izztPrQIjT #wealthmanagement #advisormoves #ria #edwardjones #sanctuary

Americana Partners, a #Houston based advisory firm has hired a billion-dollar broker from Morgan Stanley, Mark Monroe: https://t.co/D8VjwvBDio #wealthmanagement #advisormoves #americana #morganstanley #ria

The AmeriFlex Group®, a Las Vegas based firm overseeing almost $12B, has left Osaic, and began transferring to Cambridge Investment Research, Inc.: https://t.co/KrjrNVOyj6 #wealthmanagement #ameriflex #osaic #cambridge #advisormoves #ria

One day after a UBS Wealth Management USA team managing $1.1B left for RBC Wealth Management, another with $1.5B in assets jumped to Rockefeller Capital Management: https://t.co/eRD1XhWI0Y #wealthmanagement #advisormoves #ubs #rockefeller #florida #ubs

Merit Financial Advisors, an #Atlanta based RIA overseeing almost $16B in client assets, has acquired a #Wisconsin practice with around $365M: https://t.co/AYtxm7DaCx #wealthmanagement #acquisition #ria #amp

RBC Wealth Management hired a 9-person team who had been overseeing $1.1B in client assets at UBS Wealth Management USA: https://t.co/iXaRQFw5GR #wealthmanagement #advisormoves #ubs #rbc #recruiting

Citizens Private Wealth has snagged a team from regional banking rival Flagstar Bank that managed almost $1.5B for ultra-high-net-worth individuals and businesses: https://t.co/Taeg4rSVjk #wealthmanagement #advisormoves #ria #UHNW #citizens #privatewealth

UBS Wealth Management USA elevated veteran manager Joseph P. Lombardo, Jr. in #NJ to fill a gap overseeing a key complex in the Garden State: https://t.co/lrurGEW2pM #wealthmanagement #ubs #market #executive

Apella Wealth, a #Connecticut RIA managing about $6B, bought #Iowa based Iron Horse Wealth Management, LLC, a five-person team managing about $574M: https://t.co/yaaNKMryRg #wealthmanagement #ria #acquisition