SEC Enforcement Director Profile
SEC Enforcement Director

@SECEnfDirector

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Statements from the SEC Enforcement Director. Submit tips and complaints: . Disclaimer:

Joined July 2019
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@SECEnfDirector
SEC Enforcement Director
@SECEnfDirector
5 years
The Division of Enforcement returned nearly $1.2 billion to investors last year. What else did we do for American investors? Read our full analysis here:
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@SECEnfDirector
SEC Enforcement Director
@SECEnfDirector
4 years
SEC files first substantive fraud charges relating to the COVID-19 crisis.
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@SECEnfDirector
SEC Enforcement Director
@SECEnfDirector
4 years
SEC Division of Enforcement Publishes Annual Report for Fiscal Year 2020 -
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@SECEnfDirector
SEC Enforcement Director
@SECEnfDirector
4 years
We mourn the passing of Judge Stanley Sporkin, former Director of the Division of Enforcement. Judge Sporkin was an extraordinary leader of the Division and a model for those of us who came after him. He leaves behind a lasting and indelible impact on the SEC and will be missed.
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@SECEnfDirector
SEC Enforcement Director
@SECEnfDirector
4 years
Statement from Stephanie Avakian and Steven Peikin, Co-Directors of the SEC’s Division of Enforcement, Regarding Market Integrity
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@SECEnfDirector
SEC Enforcement Director
@SECEnfDirector
4 years
Co-Director Steven Peikin speaks about Enforcement’s response to the ongoing COVID-19 crisis at the Securities Enforcement Forum West 2020.
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@SECEnfDirector
SEC Enforcement Director
@SECEnfDirector
4 years
If you see questionable claims about #COVID19 in connection with investments, Enforcement wants to know. Submit a tip here:
@SEC_Enforcement
SEC Enforcement
@SEC_Enforcement
4 years
The SEC is on the lookout for potential #COVID19 related scams. To prevent investor harm, the SEC has recently suspended trading in nine companies, including three yesterday. Click here to see all trading suspensions:
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