NASAA
@NASAA
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The latest news from the North American Securities Administrators Association, the voice of state and provincial securities regulators.
Washington, D.C.
Joined November 2012
NASAA announces inaugural Board of Directors for its Investor Protection and Education Foundation. đź”— Details: #InvestorProtection
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In our latest letter to Congress, NASAA urges lawmakers to protect investment contract law and pass the Support Anti-Fraud Enforcement Act (SAFE Act). đź“„ Read the full letter:
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State securities regulators play a vital role in combating fraud and ensuring investors are well-informed. They cannot protect investors or otherwise support responsible capital formation if they lack a line of sight into who is promoting securities in their states. 2/3.
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NASAA members’ unwavering commitment to investor protection, responsible capital formation, and market integrity is reflected in our federal policy agenda. 1/3
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RT @KSinsurancedept: The 20th episode of NASAA's podcast, Real Life Regulators, was released Tuesday, July 22. Listen to learn about real l….
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RT @PABankingDept: Trickling Springs Creamery, located in Pennsylvania, hid a chilling secret when Philip Riehl, one of their own, used the….
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RT @IdahoFinance: Fraud isn’t always obvious. In the latest episode of Real Life Regulators, a local East Coast creamery becomes the center….
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RT @TNCommerceInsur: It's a myth that precious metals are a foolproof investment. In fact, Tennessee investors have lost over $13.8M of the….
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NASAA is seeking feedback on proposed amendments to four rules related to investment adviser advertising. The proposal would update the NASAA rules to align them more closely to federal standards. 🗓️ Comments due by August 28, 2025. 🔗 Learn more:
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Public Comment Period Now Open: NASAA is seeking feedback on a proposed Model Franchise Broker Registration Act, which aims to establish standards for franchise brokers. 🗓️ Comments due by August 27, 2025. 🔗 Learn more:
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🚀 NASAA just hit 10,000+ LinkedIn followers!.Thank you for supporting our members' work to protect investors and promote responsible capital formation. Help us grow—share our work and follow us on LinkedIn: #InvestorProtection
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🚨 New episode: The Schemery at the Creamery.A dairy dream turned financial nightmare. How one man used faith to fund fraud. 🎧 Listen now: #Podcast #FraudPrevention #RegulatoryInsights
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Through the choice and authority of the states to require notices to the states of secondary market transactions, we prevent harm to investors in their states engaged in these transactions. Discover more: 2/2.
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NASAA’s unwavering commitment to investor protection, responsible capital formation, and market integrity is reflected in our federal policy agenda. State securities regulators play a vital role in combating fraud and ensuring investors are well-informed. 1/1
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Join us on July 30 at 2:30 PM (EDT) for a webcast with Dr. Marguerite DeLiema, Associate Professor at the University of Minnesota's School of Social Work. She will discuss factors that increase susceptibility to scams. Register now:
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NASAA urges lawmakers to vote NO on H.R. 3633, the Digital Asset Market Structure Clarity Act. Learn the details in our letter to Congress:
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RT @KSinsurancedept: The second episode of NASAA's new web show, Real Life Regulators Talk Back, premiered last Thursday, July 10. Listen t….
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