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Military benefits and lump sum payments often replace lost future income, so it’s important to take steps to help ensure they provide a long-term benefit for you and your family.
Learn more:
#FinancialCapabilityMonth
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Today we began publishing a new Registered Fund Statistics report. The new report is designed to provide the public with a regular and detailed picture of the registered funds industry. It provides key industry statistics and shows trends over time.
More:
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Never stop learning, especially when it comes to protecting your hard-earned money.
Check out the Guide for Older Investors to learn about what you can do to protect your assets now and as you age:
#FinancialCapabilityMonth
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Mark your calendars🗓️ Our Division of Investment Mgmt will host the annual Conference on Emerging Trends in Asset Mgmt.
On the agenda:
1⃣Trends in Asset Mgmt Products & Strategies
2⃣Past & Future Trends
3⃣Tech-Driven Trends
4⃣Regulatory Perspectives
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To encourage compliance with the Marketing Rule and other related rules, the Division of Examinations published a Risk Alert providing initial observations from exams.
The Division will continue to examine advisers’ compliance with the Marketing Rule.
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The final day of the
#SECSmallBizForum
begins at 1pm ET, with comments from Commissioners Peirce and Lizárraga.
Today we’ll spotlight small caps and discuss lessons learned going public and staying public with Davina Kaile and Trent Ward.
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UPDATE: The SEC Scholars Program announcements were extended and now close on Tuesday, April 23, 2024 at 11:59 PM ET!
Apply now:
We are seeking the next generation of leaders to join our team! Our SEC Scholars Internship program targets currently enrolled college students to participate in a 10-week internship.
We are offering business & legal internship opportunities. Apply today:
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Thank you to everyone who joined Day 2 of the
#SECSmallBizForum
today!
Join us again tomorrow for a discussion with Davina Kaile and Trent Ward focusing on small caps and lessons learned going public and staying public.
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Day 2 of our
#SECSmallBizForum
starts at 1pm ET with Commissioners Crenshaw and Uyeda. Join us for a discussion on investing in early-stage companies and building ecosystems with Angela Lee,
@trishcostello1
, and Beto Pallares.
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If you have a Thrift Savings Plan (TSP) account, you should be aware of fraudulent schemes aimed at TSP investors.
Learn how to protect your account:
#FinancialCapabilityMonth
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Thank you to everyone who joined Day 1 of the
#SECSmallBizForum
!
Join us tomorrow as we discuss opening the dialogue on investing including issues facing early-stage fund managers & angel investor access w/ Angela Lee,
@trishcostello1
, & Beto Pallares.
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We kick off the
#SmallBizForum
at 1pm ET today w/
@GaryGensler
!
Founders & funders will share their successes & challenges. Register to join the discussion & weigh in on policy recommendations:
You can also watch the event live at
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#NeverStopLearning
, especially when it comes to protecting your hard-earned money. Learn what you can do to protect your assets now and as you age:
#FinancialCapabilityMonth
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