Explore tweets tagged as #RegulationSP
@Ross_Radev
Ross Radev
7 years
RT IBMFinTech "RT PromontoryFG: The SEC recently issued a risk alert highlighting an array of #compliance issues related to #RegulationSP. In our latest Currents, we discuss why this should be a wake-up call for #RIAs and broker-dealers: … https://t.co/wuzQPJYu56"
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@RichMayLaw
Rich May, P.C.
2 months
The SEC has finalized significant changes to Regulation S-P that will impact SEC-registered investment advisers beginning in 2025 and 2026. Read the full alert here: https://t.co/3FKvTLLs9q #RichMay #RegulationSP #SECCompliance #InvestmentAdvisers #DataSecurity #ClientAlert
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@Financialnewswk
Financialnewsweek
7 years
#SEC Risk Alert: Investment #Adviser and #BrokerDealer Compliance Issues Related to #RegulationSP - Privacy Notices and Safeguard Policies https://t.co/DkaVe6I0rD #investmentadvisers
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@SANSEMEA
SANS Institute, EMEA
1 year
🚨Join us in 1 HOUR for the 2nd Annual #SANSComplianceCountdown to Learn the best practices for risk management and incident reporting. Learn more and register here: https://t.co/AvaNMjYNNZ #NIS2 #SECCompliance #CyberGovernance #CMMC #RegulationSP #DORA
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@SANSInstitute
SANS Institute
1 year
🚨Join us in 1 HOUR for the 2nd Annual #SANSComplianceCountdown to Learn the best practices for risk management and incident reporting. Learn more and register here: https://t.co/0m0xpSLx5w #NIS2 #SECCompliance #CyberGovernance #CMMC #RegulationSP #DORA
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@CuckaOccurs
Cucka Occurs
3 years
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@Oacnudh_GT
OACNUDH Guatemala
5 years
La COVID-19 evidenció la importancia del acceso al agua y al saneamiento. En el #DiaMundialDelAgua recordamos la importancia de la reglamentación en materia de #derechoshumanos como una parte esencial de la respuesta a la pandemia. 📄Más https://t.co/rMll8UD6ZL #water2me
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@bhseclaw
Bakhtiari & Harrison
8 months
Regulation S-P Compliance: Best Practices for Protecting Customer Information Regulation S-P is not just a legal requirement but a pivotal component of maintaining sensitive customer trust and business integrity. https://t.co/Hz4Bw2WIao #RegulationSP #bhseclaw
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@SRWatSan
Pedro Arrojo Agudo, UN Special Rapporteur
6 years
¿Qué aspecto tiene la regulación? Puede adoptar muchas formas; cada una con diferente capacidad para cumplir con los #DerechosHumanos. En mi informe sobre la regulación exploro cómo se da el cumplimiento. Informe: https://t.co/kq64YRAz6z Versión fácil: https://t.co/qft7UDmrfO
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@trubetech
Brandon M. Trube
2 years
New SEC regulations require financial institutions to notify individuals of data breaches within 30 days. Stay informed about these changes by reading our latest blog post. #SEC #DataBreach #RegulationSP. Read more here:
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@ConfluenceTech
Confluence
3 years
Jackie Hallihan, Executive Director of Compliance Services, Confluence, provides an overview of the SEC Risk Alert issued on 4/26 in our latest blog. https://t.co/79Bd6fvoMS #investmentadvisers #brokerdealers #compliance #RegulationSP #cybersecurity
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@JoeBailitz
Joe Bailitz
2 years
The SEC updates #RegulationSP. Changes expand coverage and require incident response programs and timely customer notifications, with heightened expectations for robust #datagovernance/management controls. Click to read more. #KPMGRegulatoryAlert https://t.co/g0USd8p0dL
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@CSSregtech
CSS
3 years
Jackie Hallihan, Executive Director of Compliance Services, @ConfluenceTech, provides an overview of the SEC Risk Alert issued on 4/26 in our latest blog. https://t.co/ATaRDaKY4C #investmentadvisers #brokerdealers #compliance #RegulationSP #cybersecurity
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@SRWatSan
Pedro Arrojo Agudo, UN Special Rapporteur
6 years
Las instancias reguladoras pueden contribuir a poner en el centro de la agenda del agua y el saneamieto las necesidades de las mujeres, las niñas y las personas de género no confirme. Véase mi informe sobre la reglamentación de servicios: https://t.co/PujAL2EWhC
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@Skills2use
Freelance Jobs
14 years
Now Hiring: Website Build: Children website that has restricted use due to COPPA regulationsP... http://t.co/Le4Oiya #jobs #employment
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@JoeBri6
Joe Brian
2 years
The SEC updates #RegulationSP. Changes expand coverage and require incident response programs and timely customer notifications, with heightened expectations for robust #datagovernance/management controls. Click to read more. #KPMGRegulatoryAlert https://t.co/yeU51fvWcG
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@SRWatSan
Pedro Arrojo Agudo, UN Special Rapporteur
6 years
@IWAHQ @wateraid @RuralWaterNet Los Estados tienen la obligación de respetar, proteger y cumplir los #DerechosHumanos. Mi informe sobre la regulación de servicios expone cada elemento de las obligaciones de #DerechosHumanos: https://t.co/kq64YRAz6z Versión fácil: https://t.co/qft7UDmrfO #HRWASH2020
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@HarveyLevin4
Harvey Levin
2 years
The SEC updates #RegulationSP. Changes expand coverage and require incident response programs and timely customer notifications, with heightened expectations for robust #datagovernance/management controls. Click to read more. #KPMGRegulatoryAlert https://t.co/pfERvvIwnw
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@kalen230
kirt bocox
2 years
The SEC updates #RegulationSP. Changes expand coverage and require incident response programs and timely customer notifications, with heightened expectations for robust #datagovernance/management controls. Click to read more. #KPMGRegulatoryAlert https://t.co/EtOQPN2kvV
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@ScottVerschoor
Scott Verschoor
2 years
The SEC updates #RegulationSP. Changes expand coverage and require incident response programs and timely customer notifications, with heightened expectations for robust #datagovernance/management controls. Click to read more. #KPMGRegulatoryAlert https://t.co/JcchLlQ5ee
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