Explore tweets tagged as #FinancialRegulation
Zitadelle Advisory Group observes the global trend of tightening financial regulations for brokers. #ZitadelleAdvisoryGroup #FinancialRegulation #Brokerage #Fintech #Compliance #Regulation #FinancialServices #Forex #Trading #MarketTrends
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Daniel Pugh has been found guilty of fraud. Through his fraudulent Imperial Investment Fund (IIF), Mr Pugh took money from 238 investors he targeted largely through Facebook adverts. #FinancialServices #FinancialRegulation
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A modern SIEM like Splunk provides advanced analytics, behavioral insights, and unified visibility to detect sophisticated attacks and streamline compliance. 📊🕵️ #InsiderThreats #Compliance #FinancialRegulation #SecurityOperations #RiskManagement
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Financial crime costs our economy billions, harms consumers and businesses, and undermines confidence in markets. Andrea Bowe and Steve Smart share why our international work is strengthening our fight against financial crime. #FightingFinancialCrime #FinancialRegulation
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We’ve fined Monzo Bank Ltd £21,091,300 for its inadequate anti-financial crime systems and controls between October 2018 and August 2020. Read more #FightingFinancialCrime #FinancialRegulation
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During our investigation into asset manager H2O, Jean-Noel Alba provided false and misleading statements and documentation. We’ve fined him £1,049,500 and banned him from the financial services industry. #FinancialCrime #FinancialRegulation
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Circle stock drops after procedural vote on stablecoin legislation blocked. #thesiliconreview #LatestNews #CircleStock #StablecoinLegislation #CryptoMarketNews #FinancialRegulation #InvestmentTrends #MarketAnalysis #BlockchainUpdates
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SEBI Resolves Over 4,400 Investor Complaints via SCORES in May. #SEBI #SCORES #InvestorProtection #SEBIUpdates #InvestorRights #ComplaintResolution #FinancialRegulation #SEBIActions #InvestorSupport #Transparency
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Our Funds Quarterly Legal and Regulatory Update is out now. This issue covers the key legal and regulatory developments for the period 1 April 2025 to 30 June 2025. Click here to read the full update: . #funds #financialregulation #assetmanagement
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We're consulting on a compensation scheme for car finance customers. Here's an overview of our next steps. Read more #CarFinance #MotorFinance #FinancialRegulation
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Some financial regulators are better equipped to harness innovation than others. One thing that makes a difference? Having a clearly articulated and well-understood vision. Learn more 👇. #FinancialRegulation #FinancialInclusion
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7 Smart Financial Tasks to Tackle This Summer #financialplanning #financial #finance #financialgoals #financialadvice #money #savingmoney #financialregulation
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SEBI Offers Compliance Relief in NSEL Case with New Settlement Plan.#SEBI #NSEL #SettlementScheme2025 #BrokerCompliance #FinancialRegulation #SEBINews #MarketReforms #IndianMarkets #NSELCase #SEBIUpdate
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Honoured to speak at the Globalaw 2025 in Ayia Napa, sharing insights on financial regulation and the role of supervisory authorities. Thanks to @PelaghiasLaw for the kind invitation. #CySEC #Globalaw2025 #FinancialRegulation
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Tuhin Kanta Pandey: SEBI to Enforce '@valid' UPI for Safer Market Transactions from Oct 1. #sebi #TuhinKantaPandey #upi #upiatvalid #investorprotection #securitiesmarket #stockmarket #digitalpayments #fintech #npci #financialregulation #investing #securetransactions
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A modern SIEM like Splunk provides advanced analytics, behavioral insights, and unified visibility to detect sophisticated attacks and streamline compliance. 📊🕵️ #InsiderThreats #Compliance #FinancialRegulation #SecurityOperations #RiskManagement
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In today’s rapidly evolving financial landscape, anti-money laundering compliance isn’t just a legal requirement—it’s a necessity. #AMLCompliance #AntiMoneyLaundering #RiskManagement #FinancialRegulation #ComplianceProfessionals #GlobalFinance #book
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There's no car finance compensation scheme in place yet. If you receive a call about compensation, hang up immediately and don't share any information. Read more #CarFinance #MotorFinance #FinancialRegulation
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Debanking is no longer just ‘risk management.’ The US, UK and EU now face a political battle over how far banks can go in choosing — or refusing — customers. #DeBanking #FinancialRegulation #US #UK #EU #Risk #Banking .
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