PCMA Canada
@PCMACanada
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We are The Private Capital Markets Association. Leading the national voice for #PrivateCapitalMarkets & #ExemptMarket pros. https://t.co/aHdY5U9Avm
Coast to Coast to Coast
Joined September 2010
LIVE Online webinar: Compliance Minded Approach to Client Focused Reforms Join the discussion as we take a deep dive into: •Conflicts of Interest •KYP, KYC & Suitability When: Wed., Nov 24, 2:30 PM ET Register in advance for this webinar: https://t.co/d5kBmUmuVd
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LIVE Online webinar: Compliance Minded Approach to Client Focused Reforms Join the discussion as we take a deep dive into: •Conflicts of Interest •KYP, KYC & Suitability When: Wed., Nov 24, 2:30 PM ET Register in advance for this webinar: https://t.co/d5kBmUmuVd
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Thank you for joining our first ever DR Town Hall. We can’t wait to do it again! #privatecapital #businessdevelopment #investment
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Final panel at DR live Town Hall: Shared Strategies & Successes you can still join: https://t.co/47zovdvGV8 Final poll q: What medium could aid in more intra professional collaboration, whether it be shared successes, risk mitigation strategies,or sharing of data? See results 👇🏽
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Join PCMA Live DR Town Hall: https://t.co/47zovdvGV8 Talking now about: Suitability& Concentration Limits. New Poll q: Alongside suitability assessment based on investor circumstance (KYC), be considered when exercising professional judgement? See results👇🏽
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We’re now talking Client Statements & Standardization within Industry. Join the live DR Town Hall https://t.co/47zovdvGV8 Check out the poll results on this q: How problematic is it currently to supply consolidated info to investors who have relied upon the OM exemption?
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Our PCMA DR TOWN HALL is live! Join the live Town Hall: https://t.co/47zovdvGV8 We are talking Bad Actor Impact! Check out the poll results on this question: What would be the most appropriate or impactful to aid in preventing or discouraging those who misappropriate funds?
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Earn 2CE credits tomorrow, Oct 20 LIVE webinar: An Educational collaboration for DRs by DRs. DONT MISS IT! https://t.co/6sOKA5qWTM
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Oct 20 LIVE webinar: An Educational collaboration for DRs by DRs. https://t.co/PqBTKwpVL5
#exemptmarket #privatecapital
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DR Town Hall “An educational collaboration for DRs, by DRs.” Wed, Oct. 20 3:00pm ET •Bad Actor Impact & Discussion •Client Statements & Standardization within industry •Suitability & Concentration Limits •Shared Strategies & Successes Click to Reg: https://t.co/PqBTKwHx9F
lnkd.in
This link will take you to a page that’s not on LinkedIn
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OSC publishes Summary Report for Dealers, Advisors and Investment Fund Managers: https://t.co/TPB8QWLW8O
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The CSA will lead the creation of a new single enhanced self-regulatory organization for Canadian investors and the investment industry that will consolidate the functions of @IIROCinfo and @MFDA_News, and is committed to serving the public interest: https://t.co/l7xicUzKvY
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The Private Investor Magazine, Summer 2021 digital Edition, LAUNCHED! For a good time click: https://t.co/iFTbPM5JlB
#finance #magazine #business #privatecapital
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Canadian securities regulators release interim progress report on the CSA 2019-2022 Business Plan https://t.co/T7vqtWdzs2
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