Cap tables are the backbone of ownership. But for many companies, that backbone is… a fragile spreadsheet. Spreadsheets break when you’re: 1. Raising multiple rounds 2. Tracking stock, options, SAFEs, and notes 3. Sharing versions with founders, lawyers, and investors 4. One b

Rule 144 helps investors legally resell restricted shares while staying SEC-compliant. • Wait 6–12 months before resale • Ensure public company info is current • Affiliates must file Form 144 • Use a trusted transfer agent Stay compliant, trade confidently.

Increase liquidity and simplify trading with DTC Eligibility. • OTC companies can trade their securities more easily. • Enable faster, low-cost clearing and broker transactions • Upgrade to DWAC/DRS eligibility for electronic, streamlined delivery. https://t.co/dN6GECQYEq #

The SEC now requires detailed, crypto-specific disclosures under Regulation S-K for companies offering or registering crypto asset securities. • Describe actual digital-asset operations, not broad blockchain theory • Include milestones, costs, and governance details • Ensure

A Special Purpose Acquisition Company (SPAC) raises funds through an IPO to merge with a private company, offering a faster route to go public. • Operates under a 18–24 month deadline to complete a merger • Provides liquidity and early growth access for investors • Returns IP

Nasdaq’s October 2025 proposal could reshape small-cap compliance. The new rule allows immediate delisting for companies trading under $0.10 with MVLS below $5M for 10 days. • Ends 180-day cure period for distressed issuers • Targets thinly traded, low-float securities • Move

Since 1987, Colonial Stock Transfer has been a trusted SEC-registered stock transfer agent helping companies simplify shareholder management. • Fast, accurate stock transfers, issuances & restriction removals • Expert dividend and proxy management services • Secure online cap

The New OTCID Tier- Reshaping the OTC landscape. • Expands OTC listing access for early-stage and microcap issuers • Easiest listing standard for OTC Markets with clear requirements • Great option for microcap issuers looking to list after meeting Reg A or S-1 offering requir

Colonial Stock Transfer is proud to sponsor the LD Micro Main Event 2025! Hotel del Coronado, San Diego October 19–21, 2025 Join top executives, investors, and innovators for three days of presentations, networking, and opportunities in the micro and small-cap space. #LDMicro

Navigating a Possible Public Listing? Don't Underestimate the "Thorny Path" to Public Trading! For unlisted companies aiming to go public without a traditional IPO, the journey is complex and takes months At Colonial Stock Transfer & Lowenstein, we know the key hurdles: Quo

Congratulations to (NASDAQ: DFDV) DeFi Development, our client, on successfully completing a $125 million equity offering. This proceeds will be deployed into both spot SOL and discounted locked SOL, enabling the Company to expand its treasury holdings. As a result, the transac

Congratulations to our client (NYSE American: VENU) Venu Holding Corporation on the successful closing of its S-1 public offering of 2,875,000 shares for gross proceeds of $34.5 million. This financing will help fund the development of the Sunset McKinney and Sunset Broken Arrow

We congratulate our client, (NASDAQ: LGVN) Longeveron Inc., a leader in regenerative medicine, for the closing of its public offering of $17.5 million ($5.0 million upfront with up to an additional $12.5 million of potential aggregate gross proceeds upon the exercise in full of

Listing isn’t one-size-fits-all. ✅ OTCQB/OTCQX: Low barrier, high flexibility ✅ NASDAQ Capital Market: Governance + growth ✅ NYSE American: Visibility with manageable thresholds Colonial helps tailor your path to public markets. #IPOReady #ListingStrategy #CapitalMark

NYSE to OTC—Colonial keeps you compliant and investor-ready. ✅ NYSE, NASDAQ, OTCQX/QB/Pink ✅ Small-cap IPO support & risk guidance Get listed. Stay visible. Build trust. #StockExchange #OTCMarkets #IPO #TransferAgent #SECCompliance #CapitalMarkets

50 states. One trusted partner. Colonial handles Blue Sky Rule 506 filings with: ✅ Accurate fee tracking ✅ State-by-state guidance ✅ Full exemption & filing support Simple. Compliant. Cost-efficient. #BlueSkyCompliance #FormD #SECCompliance #CapitalMarkets #TransferA

Still tracking options in spreadsheets? Time to switch.\ Colonial’s cloud platform streamlines equity management: ✅ ISOs, NSOs, RSUs, warrants ✅ Auto Black-Scholes & vesting ✅ Global compliance & real-time access Equity, simplified. #EquityCompensation #StockOptions

Boost retention and performance with a flexible ESPP. Colonial makes it easy to manage employee stock plans: ✅ Share updates/purchasing & online enrollment ✅ Admin/investor portals & IRS tracking ✅ Trade execution, 1099s & dedicated support Tailored plans. Trusted sinc

Still uploading SEC filings manually? Let’s fix that. Colonial auto-feeds your EDGAR/XBRL filings to your site—no extra work. ✅ Real-time PDF, HTML, XBRL display ✅ Centralized archive ✅ Easy web integration Save time. Impress investors. Stay compliant. #EDGARHosting

Section 16 filings made simple. ✅ File Form 4 directly to EDGAR ✅ Auto-fill data & archive forms ✅ Instant proofs & confirmations Web-based. Real-time. Hassle-free. #Section16 #SECCompliance #EDGAR #Form345 #InsiderFiling #LegalTech https://t.co/w0aYdvIAuA