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ACA Group

@ACACompliance

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ACA Group is the leading #governance , #risk , and #compliance ( #GRC ) advisor in financial services.

US, UK, Europe, Asia
Joined January 2013
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@ACACompliance
ACA Group
17 hours
Does your firm struggle with determining if certain pieces are considered an advertisement under scope of the SEC's Marketing Rule? #marketingcompliance #advertisingcompliance #SEC #investmentadvisers
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@ACACompliance
ACA Group
5 months
🔍 Ever wondered about ACA Foreside's contribution to the #ETF industry? Click to read the full interview with the @NYSE here: #ETFs #assetmanagement #ETFconversions #financialservices #ETFtrends #ETFnews
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@ACACompliance
ACA Group
6 years
We are pleased to announce that we are partnering with @cordiumgroup . By combining the strengths of both teams, our clients will benefit from best-in-class regulatory consultancy services and technology, as well as future product innovation and growth.
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@ACACompliance
ACA Group
4 years
ACA welcomes new CEO, Shvetank Shah. #compliance #grcleadership
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@ACACompliance
ACA Group
1 year
ACA and @CohenCPA thank all our clients, partners, and friends in the ETF community for joining us at last evening's networking event during this year's @exchangeETF Conference! #ETFs #FinancialServices #Networking #ReimagineGRC
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@ACACompliance
ACA Group
1 year
Our team is headed down to Miami and is eager to connect with the #ETF community during @exchangeETF ! We look forward to seeing all our clients and partners at the conference! #ExchangeETF #ETFs #Distribution #ReimagineGRC
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@ACACompliance
ACA Group
2 years
ACA’s Adam Shoffner joined @ToddRosenbluth , Mo Sparks, and Jilian DelSignore at this year's @wealth_mgmt 's EDGE conference to discuss the fundamental and essential areas of consideration for #ETF issuers, advisors, and other providers. Click here: #WMEDGE
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@ACACompliance
ACA Group
6 years
ACA's Luis Garcia shared a regulatory perspective with @WatchFinTechTV #robos
@WatchFinTechTV
FinTech TV
6 years
A Regulatory Perspective on #Robos W/ @ACACompliance
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@ACACompliance
ACA Group
5 years
We’re excited to announce the launch of ComplianceAlpha® 2.0, our next-generation #regtech software designed to help financial services firms strengthen and streamline risk and compliance management across the enterprise from a single location. Learn more:
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@ACACompliance
ACA Group
7 years
Thank you @JohnQABC for taking the time to share your insights on #diversity and #ethics at ACA's Regulatory Horizon Forum in NYC.
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@ACACompliance
ACA Group
7 years
Welcome to ACA, Askari J. Foy!
@AponixFT
ACA Aponix
7 years
Former Associate Director of SEC’s National Technology Controls Program Askari J. Foy Joins ACA Aponix -
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@ACACompliance
ACA Group
6 years
The ACA Events and Marketing team thanks our conference attendees, sponsors, and exhibitors for helping make the 10th anniversary of ACA's Spring Compliance Conference a huge success!
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@ACACompliance
ACA Group
1 year
Our team enjoyed hosting "A Playbook to Success" with guest speakers from @StradleyRonon & @CohenCPA during this week's @ICI #ICIIMC ! The discussion covered the benefits & challenges of launching an #ETF in today's market, given the ever-changing regulatory landscape.
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@ACACompliance
ACA Group
5 years
International Women’s Day is this Friday. We asked senior leaders at ACA to share the best advice they have received during their careers. Thank you Karen Foley for inspiring us. #IWD2019 #BalanceforBetter #WomeninCompliance
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@ACACompliance
ACA Group
5 years
We’re honored to announce that ACA has been named Best Compliance Solution by the Fund Technology and WSL Awards.
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@ACACompliance
ACA Group
5 years
ACA's Patrick Conroy recently shared his insights with @FTAdviser on the need for #RegTech and its benefits to investment management firms. Read more:
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@ACACompliance
ACA Group
5 years
We are excited to be at the ACAMS Connecticut Chapter’s 5th Annual All-Day Learning Event. Stop by our booth to say hi!
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@ACACompliance
ACA Group
6 years
The SEC announced its exam priorities for 2018 - here's what you need to know: #CyberSecurity #roboadvisors #etfs #AML
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@ACACompliance
ACA Group
1 year
We are excited to announce that ACA’s #ESG #Data and Analytics Solution has certified their first ETF as #CarbonNeutral . Read more here: @vegtechinvest #esgdata #sustainableinvesting #sustainablefinance
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@ACACompliance
ACA Group
3 years
ACA Group is excited to announce that we have acquired @CatelasSoftware , expanding our regulatory software suite to include eComms technology. Learn more about our vision and plans here. #regtech #surveillance
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@ACACompliance
ACA Group
6 years
We look forward to working with @cordiumgroup to innovate faster and deliver more value to our clients.
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@ACACompliance
ACA Group
6 years
We're honored that ACA has been shortlisted for Best Advisory Firm and Best Cyber-Security Service by the HFM US Services Awards 2018! Read more here: @HFMEvents #HFMWeek #RegTech #HedgeFund
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@ACACompliance
ACA Group
2 years
ACA Group and Foreside will be joining forces in 2022 to become the largest #GRC firm serving the financial services industry. Together we’ll have 1,100 employees and will work with over 5,000 firms worldwide. Learn more about our exciting news here:
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@ACACompliance
ACA Group
6 years
Tune in to hear from ACA Performance Services' Justin Guthrie, CFA and @eVestment John Molesphini as they discuss current trends and the effects of the GIPS standards on the investment management industry. Register Here:
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@ACACompliance
ACA Group
6 years
We’d like to thank our exhibitors for sponsoring ACA’s Spring 2018 Compliance and Performance Conference! @SidleyLaw @AlliantIns @ashlandpartners @Backstop @battea @Broadridge @GlobalRelay @SmarshInc @akin_gump @FirstRatePerf @UntrachtEarly
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@ACACompliance
ACA Group
5 years
ACA welcomes former FINRA and SEC executive Carlo di Florio as its new Chief Services Officer. #sec #finra #complianceteam #leadership
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@ACACompliance
ACA Group
6 years
Firms are required to ensure effective systems and controls are in place to detect and report #marketabuse . Our training helps you better understand market abuse risks and what’s expected to meet regulatory obligations. Book now: #compliancetraining
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@ACACompliance
ACA Group
1 year
Congratulations to DuPont Capital Management for launching their first Mutual Fund under FundVantage Series Trust. ACA Foreside thanks you for trusting us with your distribution and compliance support for over 10 years! #MutualFund #ProductDevelopment #LargeCap #ReimagineGRC
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@ACACompliance
ACA Group
5 years
Yesterday we celebrated the release of ComplianceAlpha 2.0 at our New York headquarters. We appreciate the drive and dedication our team brings to work every day to build better products for our clients. Thank you to everyone at ACA who contributed to this achievement!
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@ACACompliance
ACA Group
5 years
Happy Chinese New Year from ACA! Wishing you and your families a happy, healthy and prosperous year of the Pig.
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@ACACompliance
ACA Group
6 years
#Cryptocurrency is a hot topic in the finance world, but what implications does it have for #RegCompliance teams? Join us at ACA's Spring Conference for the session Cryptocurrency and Compliance to learn more. Read more here:
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@ACACompliance
ACA Group
6 years
ACA Performance Services' Jamie Stewart shares the top questions firms often ask about #GIPScompliance . Read more here: #gipsverification #investmentadviser
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@ACACompliance
ACA Group
4 years
Warmest wishes for a festive season filled with joy and a new year of peace and prosperity! From all of us here at ACA Compliance Group. #financialservices #finance #Christmas #fcacompliance #seasonsgreetings
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@ACACompliance
ACA Group
1 year
Our team is in Miami and is eager to connect with the #ETF community during @exchangeETF ! ACA is here to assist #assetmanagers & #advisors in navigating their ETF launch from start to finish, & their ongoing #GRC programs. #ExchangeETF #ETFs #Distribution #ReimagineGRC
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@ACACompliance
ACA Group
3 years
We're excited to participate in @ATeamInsight 's webinar on #TradeSurveillance on April 8 at 10:00 am ET / 3:00 PM BST. Please join ACA's Michael Lehman for an in-depth discussion on this timely topic. Register here: #RegTech @RegTechInsight
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@ACACompliance
ACA Group
3 months
We are headed down to Miami and are eager to connect with the #ETF community at @exchangeETF ! We look forward to seeing all of our clients and partners at the conference! Click here to contact our team about connecting at the event: #ExchangeETF #ETFs
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@ACACompliance
ACA Group
2 years
The #Investment Adviser Association Compliance Conference starts today! Stop by our booth, chat with our team members, and learn about our charity initiative. #IAAComCon #ACAInsights
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@ACACompliance
ACA Group
2 years
Are you ready to reimagine #GRC ? We are proud to share that the ACA Group and @ForesideTweets merger is complete! Read our release here: #ReimagineGRC #Compliance
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@ACACompliance
ACA Group
5 years
In Part 2 of our compliance #budgetplanning blog series, we share our Top 5 Budgeting Tips from former regulators and CCOs. Read more here:
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@ACACompliance
ACA Group
1 year
Now more than ever, #compliance and #risk teams are challenged to do more with less while reducing operational risk. Read @wealth_mgmt 's 2023 Market Outlook article to see how managed services and outsourcing talent can help you achieve this goal:
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@ACACompliance
ACA Group
4 years
Excited to share that we have been awarded 'Most Innovative Technology for Regulatory Compliance' at the @RegTechInsight Awards 2020. We thank @ATeamInsight and those who voted for us for this recognition. #RegTech #Compliance
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@ACACompliance
ACA Group
5 years
Thank you @iss_scas for sponsoring our conference Wi-Fi at ACA's Fall 2019 Compliance Conference in Lost Pines, TX!
@iss_scas
ISS Securities Class Action Services
5 years
The ISS Securities Class Action Services team is looking forward to attending this week's @ACACompliance Fall 2019 conference. Securities litigation continues to be a critically important topic and we look forward to meaningful dialogue in #Austin with all of the attendees.
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@ACACompliance
ACA Group
5 years
In just 50 days, 47,000 financial firms will feel the impact of the Senior Managers and Certification Regime. Are you confident you have everything in place to address the key deliverables and reach compliance? Learn more: #SMCR
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@ACACompliance
ACA Group
5 years
We are delighted to announce that ACA has been shortlisted in a variety of categories at this year's HFM European Services Awards, including Best Advisory Firm, Best RegTech Solution and Best Data Management Solution. @HFMWeek #Compliance #RegTech #HedgeFund #DataManagement
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@ACACompliance
ACA Group
1 year
ACA will be in Washington, D.C., as a Strategic Partner for the @IAA_Today #IAAComCon ! Learn more about our full #GRC offering for advisers here: #CCOs #Compliance #Cybersecurity #InvestmentAdvisers
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@ACACompliance
ACA Group
1 year
Stop by table #5 at the @IAA_Today 's #IAAComCon to discuss how our team helps clients confidently make decisions through a unique perspective. We look forward to seeing our clients and making new connections! Our #GRC offering for advisers here: #CCOs
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@ACACompliance
ACA Group
5 years
Congratulations to ACA Technology Solutions for winning multiple awards for regulatory and investment technology! Read more here: @HFMWeek #regtech #fintech #HFMTechnology #AltCreditIntelligence #FundIntelligence
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@ACACompliance
ACA Group
4 years
Proud to share that Mary Campion, one of our UK based consultants, is in the running for the title of 'Mentor of the Year for Advancement of Women in Compliance' at the 2020 @WIC_Awards . Congratulations Mary! #WomeninCompliance #Mentor #Compliance
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@ACACompliance
ACA Group
1 year
Tune in to our webcast on January 25 where industry experts will discuss strategies and examples of how firms are using #ESG data to grow and enhance their services for environmentally and socially conscious investors. Register here: #compliance
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@ACACompliance
ACA Group
1 year
We understand the importance of protecting your investments and meeting investor expectations.That's why we highly recommend instituting a programmatic approach cybersecurity oversight. Learn how in our latest guide: #Portco #Cyber #PrivateEquity
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@ACACompliance
ACA Group
3 months
@BrianKelleherNY @exchangeETF @SimplifyAsstMgt @Vetta_Fi Congratulations Brian to you the entire team!
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@ACACompliance
ACA Group
1 year
@exchangeETF @CohenCPA You know it @exchangeETF ! We wouldn't have it any other way😏
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@ACACompliance
ACA Group
1 year
The newest edition of our Regulatory Update is now ready for download! This month, we discuss the #SEC ’s Division of Enforcement’s 2022 annual report, #FINRA ’s recent sweep of #crypto -related communications, and more! Download now:
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@ACACompliance
ACA Group
3 months
We are headed down to Miami and are eager to connect with the #ETF community at @exchangeETF ! We look forward to seeing all of our clients and partners at the conference! Click here to contact our team about connecting at the event: #ExchangeETF #ETFs
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@ACACompliance
ACA Group
7 years
Registration is open! Register today: #compliance #ACASpringConf17
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@ACACompliance
ACA Group
6 years
What do you think of the use of #artificialintelligence (AI) or #machinelearning to combat financial crime? Fill out this short survey to help us gauge the industry’s opinion of AI and machine learning in the regulatory #compliance space.
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@ACACompliance
ACA Group
6 years
Attending ACA’s Fall 2018 Compliance Conference in Scottsdale, AZ? We encourage you to consider adding ACA Academy to your conference experience. Here are our top five reasons why you should attend ACA Academy:
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@ACACompliance
ACA Group
2 years
We are honored to be recognized by the exchange-traded fund ( #ETF ) industry for three awards during the 2022 @ETFExpress U.S. Awards! Read more here:
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@ACACompliance
ACA Group
5 years
Winners! ACA Compliance Group has been awarded the title of Leading Provider of Governance, Risk and Compliance Services at the recent @HedgeFundJrnal awards. #HedgeFund #GRC #Governance #Risk #Compliance
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@ACACompliance
ACA Group
2 years
ACA’s Kate Macchia was featured as speaker at FINRA’s #Advertising Regulation conference last week. Learn more about the event here: #ETFs #crypto #ESG #compliance
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@ACACompliance
ACA Group
2 years
In their latest patch, @Microsoft provides information for more than 120 vulnerabilities. Find out which affect your firm and what you should do about them. Read more: #cybersecurity #compliance #risk #reimaginegrc #threatintelligence
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@ACACompliance
ACA Group
4 years
For over two decades, ACA has earned the trust of our clients by offering expert #GIPScompliance consulting and verification services. For those that didn't make the GIPS Standards Conference, we would like to thank you as well for your continued trust in ACA. #2020performance
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@ACACompliance
ACA Group
6 years
#CyberSecurity is back on the SEC's list of exam priorities. Is your firm prepared? #RegulatoryCompliance
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@ACACompliance
ACA Group
1 year
Please cast your vote for ACA to show your support ✔️🗳️Voting closes for the @RegTechInsight Awards Europe 2023 tomorrow! Thank you to everyone who has voted for our team and our solutions! #RegTech #GRC #RTIAwards @ATeamInsight
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@ACACompliance
ACA Group
6 years
In response to the release of #GIPS2020 , @ACACompliance and @eVestment conducted an industry survey focusing on various stakeholders' perspectives on the value of GIPS compliance. Download the results here:
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@ACACompliance
ACA Group
7 years
ACA's Kent Wegrzyn is featured in the new book "Hedge Fund Compliance" by Jason Scharfman. #HedgeFund #Compliance
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@ACACompliance
ACA Group
5 years
@ACACompliance and @eVestment recent industry survey found 67% of alt asset managers believe investors and consultants will ultimately require alt managers to comply with #2020GIPS . Download the full survey here:
@valuewalk
ValueWalk - Exclusive hedge fund info (below)
5 years
Will GIPS Compliance Become The Norm For Alt Asset Managers In 2020? $$
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@ACACompliance
ACA Group
1 year
Please cast your vote for ACA to show your support ✔️🗳️Voting closes for the @RegTechInsight Awards Europe 2023 this week! Thank you to everyone who has voted for our team and our solutions! #RegTech #GRC #RTIAwards @ATeamInsight
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@ACACompliance
ACA Group
5 years
Pleased to be a part of yesterday's breakfast seminar with @AIMA_org Hong Kong on the Inside Story of Tipper X. Our thanks to Tom Hardin for sharing his cautionary tale, and discussing risk areas for insider trading: #MarketAbuse #InsiderTrading #TipperX
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@ACACompliance
ACA Group
1 year
ACA’s Jaqueline Hummel was featured in @FinAd_IQ 's article detailing some of the lingering questions surrounding the #SEC ’s #newmarketingrule , specifically, how the SEC will allow advisors to use hypothetical performance. Read the full article here:
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@ACACompliance
ACA Group
4 years
It's a packed room at our 'Regulatory Horizon 2020 | The Challenges Ahead' conference in London, examining a wide range of regulatory, RegTech and cyber challenges set to impact firms in 2020 and beyond. #Compliance #Regulation #Cyber #RegTech #FCA #SEC
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@ACACompliance
ACA Group
5 years
We're thrilled to be named Best RegTech Solution by the 2019 HFM European Hedge Fund Technology Awards! We thank @HFM_Global for recognizing our continued commitment to delivering best-in-class #regtech solutions. See the winners list here:
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@ACACompliance
ACA Group
2 years
We’re thrilled that ACA’s Regulatory Reporting Monitoring & Assurance (ARRMA) solution has been recognised as the most innovative trade & transaction reporting initiative at the A-Team Innovation Awards 2022. Learn more: @ATeamInsight @RegTechInsight
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@ACACompliance
ACA Group
1 month
Is #AI your friend or foe in the evolving world of compliance? #Advisers continue to face unprecedented challenges, and our upcoming event will help equip you with the knowledge, tools, and connections to help you succeed! Join us today: #FutureofGRC
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@ACACompliance
ACA Group
6 years
Tune in to hear from @ACACompliance and @FirstRatePerf as we discuss specific challenges that #banks and #trusts face when coming into compliance with the #GIPSstandards . Register here:
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@ACACompliance
ACA Group
5 years
Thank you to our amazing Events and Marketing team for all their work in putting together ACA's Spring 2019 Compliance and Performance Conference.
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@ACACompliance
ACA Group
6 years
We’re proud to recognize and celebrate the strength, professionalism, and leadership of the talented women at @acacompliance this #InternationalWomensDay .
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@ACACompliance
ACA Group
1 year
As we celebrate #BlackHistoryMonth as a company we thank our Connected Black Professionals (CBP) Employee Resource Group for hosting @BlkCulMythology , Professor of Africana studies at @PittTweet , to share her education & personal stories about Black Resistance.
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@ACACompliance
ACA Group
1 year
ACA is a proud Strategic Partner of the @IAA_Today & we look forward to connecting during next week's #IAAComCon ! Join Carlo di Florio, Global Advisory Leader on 3/14 for an interactive discussion into SEC examination trends & what to expect when undergoing an exam.
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@ACACompliance
ACA Group
3 years
Industry analyst 1LoD hosted a two-day Deep Dive event focused on the future of #tradesurveillance and issued an insightful post-event report. We recommend checking out the full report here:
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@ACACompliance
ACA Group
1 year
Environmental, Social, and Governance ( #ESG ) considerations aren’t just a growing priority for investors. They are becoming an increased focus area for regulators too. Read more here: #Compliance #ACAInsights
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@ACACompliance
ACA Group
1 year
We are excited to announce that ACA Group has been named one of the 100 most innovative #RegTech companies in the #financial industry by @Fintech_Global and @RegTechAnalyst for the third consecutive year and fifth time! Read more here: #fintech
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@ACACompliance
ACA Group
3 years
Training plays a key role in reducing your risk when implementing new regulations and meeting compliance obligations. Our UK training team offer a range of bespoke courses on specialist regulatory topics to meet your firm’s unique requirements. Learn more:
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@ACACompliance
ACA Group
3 months
We are headed down to Miami and are eager to connect with the #ETF community at @exchangeETF ! We look forward to seeing all of our clients and partners at the conference! Click here to contact our team about connecting at the event: #ExchangeETF #ETFs
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@ACACompliance
ACA Group
4 years
As you prepare for 2020, you may want to review this summary of 2019's top #cybersecurity news and insights covering #ccpa , #duediligence , #dataprivacy and more, and take a look at some of our top resources and webcasts.
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@ACACompliance
ACA Group
6 years
@AponixFT
ACA Aponix
6 years
ACA Aponix Named M&A Advisor’s Due Diligence Firm of the Year -
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@ACACompliance
ACA Group
5 years
Happy Holidays from all of us at @ACACompliance ! May peace, prosperity, and happiness be yours throughout the holidays and new year. #happyholidays2018
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@ACACompliance
ACA Group
2 months
We dove into ESG challenges with GPs & LPs at @PEI_news ' Responsible Investment Forum, leading discussions on data compliance and shaping a forward-thinking strategy. Join our upcoming ESG Insights Unveiled Webcast Series launching today: #ESGdata
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@ACACompliance
ACA Group
4 years
Join ACA and @CurcioWebb for a complimentary webcast as we discuss the results from our recent industry survey focused on the value of #GIPScompliance in the #OCIO space. Register here:
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@ACACompliance
ACA Group
3 years
We are honored to be shortlisted in several categories for the @ATeamInsight RegTech Insight Awards 2021 Europe. Please vote for us! #compliance #cyber
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@ACACompliance
ACA Group
2 years
Looking forward to tomorrow's @PEI_News CFO & COO Europe Forum, at which Andrew Poole from our European team joins a panel to discuss the need for firms to consider mapping out their legal framework as the regulatory screws tighten on private assets:
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@ACACompliance
ACA Group
5 years
Financial year end is fast approaching, but there is still time to arrange your annual compliance training. From Anti-Money Laundering to Senior Management Obligations, our courses can help you manage regulatory requirements. Book now: #compliancetraining
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@ACACompliance
ACA Group
1 year
Congratulations to the @SGI_AM team on launching their first 2 #ETFs under the RBB Fund, Inc.! Thank you for trusting to work with ACA Foreside for your distribution solutions. #ETF #ActiveManagement #SemiTransparentETF #SeriesTrust
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@ACACompliance
ACA Group
8 months
⏯️ Witness the power of ACA ComplianceAlpha's Best Execution Solution in our #RegTech in Action demo. Don't wait! Explore the solution and elevate your compliance strategy today: #ComplianceTechnology #BestExecution #BrokerDealers #RegulatoryCompliance
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@ACACompliance
ACA Group
1 year
ACA will be in Washington, D.C., as a Strategic Partner for the @IAA_Today #IAAComCon ! Learn more about our full #GRC offering for advisers here: #CCOs #Compliance #Cybersecurity #InvestmentAdvisers
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@ACACompliance
ACA Group
4 years
The expectations of #compliance teams are continually expanding. Often these increasing pressures mean loosing resources can be detrimental. Find out how firms are dealing with this issue:
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@ACACompliance
ACA Group
10 months
Discover the key areas to safeguarding your portfolio against #cybersecurity risks in our latest resource🔎 Our latest guide debunks common myths about cybersecurity portfolio oversight. Download it now: #cyber #portfoliooversight #privateequity
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@ACACompliance
ACA Group
2 years
On June 16th, ACA confirmed several firms received a wave of phishing emails from fake FINRA and SIPC email domains. Continue here to view a sample phishing email, action items to take, and our guidance #ACAInsights #cybersecurity #cyber #phishing
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@ACACompliance
ACA Group
5 years
Following recent eye-watering #MIFID transaction reporting fines, the FCA’s increasing attention reinforces the importance of complete and accurate reports. What are the six most common areas in which firms are failing? Learn more: #TransactionReporting
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@ACACompliance
ACA Group
3 years
Register today for the A-Team Group's RegTech Virtual Summit, where ACA's Mike Lehman joins a panel discussing trade and communication surveillance challenges and how #RegTech can glean cost savings and efficiencies for firms. Learn more: @ATeamInsight
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